« Back to Results

Portfolio Choice and Asset Allocation

Paper Session

Saturday, Jan. 4, 2025 2:30 PM - 4:30 PM (PST)

San Francisco Marriott Marquis, Yerba Buena Salon 14 & 15
Hosted By: American Finance Association
  • Chair: Xing Huang, Washington University-St. Louis

Higher-Order Beliefs and Risky Asset Holdings

Yuriy Gorodnichenko
,
University of California-Berkeley
Xiao Yin
,
University College London

Abstract

We implement a survey of stock market investors, focusing on their higher-order beliefs about the future stock market payoffs. The survey provides novel evidence on the relationship between first-order and higher-order beliefs, including how investors’ characteristics are associated with first-order and higher-order beliefs differentially. Through an information provision experiment, we show that while higher first-order beliefs significantly increase the holding of risky assets, higher higher-order beliefs significantly decrease the holding of risky assets. The findings provide important guidance for the design of macro-finance models.

Beyond the Status Quo: A Critical Assessment of Lifecycle Investment Advice

Aizhan Anarkulova
,
Emory University
Scott Cederburg
,
University of Arizona
Michael O'Doherty
,
University of Missouri

Abstract

We challenge two tenets of lifecycle investing: (i) diversify across stocks and bonds and (ii) reduce equity allocations with age. An optimal lifetime allocation of 33% domestic stocks, 67% international stocks, 0% bonds, and 0% bills vastly outperforms age-based, stock-bond strategies in building wealth, supporting retirement consumption, preserving capital, and generating bequests. Our lifecycle model preserves crucial time-series and cross-sectional dependencies in asset returns and addresses small sample issues in US data. Our investors prefer diversifying with international stocks, not bonds. Target-date fund investors need 61% more pre-retirement savings to match the all-equity strategy’s expected utility over retirement consumption and bequest.

How Do Consumers Finance Increased Retirement Savings?

Taha Choukhmane
,
Massachusetts Institute of Technology
Christopher Palmer
,
Massachusetts Institute of Technology

Abstract

The welfare impact of increasing retirement contributions depends on how individuals adjust their spending, borrowing, and non-retirement savings in response. Using newly merged deposit-, credit-, and pension-account data from a large UK financial institution, we estimate the relevant elasticities by leveraging a policy that incrementally increased minimum retirement contributions in the U.K. from 2% to 8% of salary between March 2018 and April 2019. For every £1 reduction in monthly take-home pay due to higher employee pension contributions, consumers cut their spending by £0.34 (especially in the restaurant and leisure categories) and finance the remaining with lower deposit account balances and higher credit card debt levels. Those with lower initial deposit balances cut their spending the most, while those with significant liquid savings draw down their deposits. Interpreted via a structural life-cycle model, these results suggest that a social planner concerned about undersaving should target retirement saving interventions at low-liquidity individuals whose spending is more elastic to increased retirement saving. In contrast, interventions that increase the retirement
contributions of high-liquidity individuals are both less efficient (due to large crowd-out) and often regressive.

Discussant(s)
Cameron Peng
,
London School of Economics and Political Science
Kunal Sachdeva
,
University of Michigan
Jialan Wang
,
University of Illinois
JEL Classifications
  • G1 - General Financial Markets