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Addressing Inequality and Household Financial Shocks: Empirical Evaluation of Public Policies

Paper Session

Sunday, Jan. 5, 2025 8:00 AM - 10:00 AM (PST)

Hilton San Francisco Union Square, Union Square 1 and 2
Hosted By: Econometric Society
  • Chair: Dmitry Taubinsky, University of California-Berkeley

Early Withdrawals and Optimal Liquidity

Henrik Yde Andersen
,
Danmarks Nationalbank
Alina Kristin Bartscher
,
Frankfurt School of Finance
Soren Leth-Petersen
,
University of Copenhagen
Patrick Moran
,
Federal Reserve Board, CEBI, and IFS

Abstract

In most countries, retirement wealth is relatively illiquid due to early withdrawal penalties. While policymakers face a trade-off between flexibility and commitment, there is no consensus on the optimal solution to this problem. Exploiting administrative tax data and a natural experiment from Denmark, we document how individuals react to an exogenous reduction in the early withdrawal penalty. Moreover, we show how individuals use early withdrawal from pension accounts to smooth out the financial consequences of negative life events like unemployment. While the empirical results confirm the benefits of flexibility in case of a negative life event, they also suggest that households may be tempted to spend instead of saving for retirement if the penalty is too low. We use a life-cycle model to give a structural interpretation to the data and evaluate alternative policies to optimally balance the trade-off between flexibility and commitment.

Taxing Top Wealth: Migration Responses and Their Aggregate Economic Implications

Katrine Jakobsen
,
University of Copenhagen
Henrik Jacobsen Kleven
,
Princeton University
Jonas Kolsrud
,
Linnaeus University
Camille Landais
,
London School of Economics
Mathilde Munoz
,
University of California-Berkeley

Abstract

Using administrative data on wealth, firm ownership structure, and migration in Sweden and Denmark, we document international migration patterns among the very wealthy, their impact on the economy, and how they respond to wealth taxation. We show that more than 20% of taxpayers liable to pay wealth tax are business-owners, and that the employment, investments, and value-added of these businesses are negatively affected when their owner migrates out of the country. Exploiting three large reforms, we then isolate the causal effect of wealth taxation on the international location choices of the wealthy. We find significant effects on out-migration flows from increases in the effective wealth tax. But, we also document that the overall level of these migration flows is remarkably small, with annual net-migration rates below .01%. As a result, we find that the aggregate economic effects of tax-induced migration are modest in Scandinavia: a one percentage point increase in the average wealth tax rate on the top 2% decreases the stock of wealthy taxpayers by at most 2% in the long run, and lead to a reduction of at most .03% in aggregate employment and at most .1% in aggregate value- added. Hence, our results suggest that trickle-down effects of tax-induced migration by the wealthy do exist, but that they are quantitatively small.

Eviction as Bargaining Failure: Hostility and Misperceptions in the Rental Housing Market

Charlie Rafkin
,
Massachusetts Institute of Technology
Evan J. Soltas
,
Massachusetts Institute of Technology

Abstract

Court evictions from rental housing are common but could be avoided if landlords and tenants bargained instead. Such evictions are inefficient if they are costlier than bargaining. We test for two potential causes of inefficient eviction — hostile social preferences and misperceptions — by conducting lab-in-the-field experiments in Memphis, Tennessee with 1,808 tenants at risk of eviction and 371 landlords of at-risk tenants. We detect heterogeneous social preferences: 24% of tenants and 15% of landlords exhibit hostility, giving up money to hurt the other in real-stakes Dictator Games, yet more than 50% of both are highly altruistic. Both parties misperceive court or bargaining payoffs in ways that undermine bargaining. Motivated by the possibility of inefficient eviction, we evaluate the Emergency Rental Assistance Program, a prominent policy intervention, and find small impacts on eviction in an event-study design. To quantify the share of evictions that are inefficient, we estimate a bargaining model using the lab-in-the-field and event-study evidence. Due to hostile social preferences and misperceptions, one in four evictions results from inefficient bargaining failure. More than half would be inefficient without altruism. Social preferences weaken policy: participation in emergency rental assistance is selected on social preferences, which attenuates the program’s impacts despite the presence of inefficiency.

Insuring Landlords

Thomas Bezy
,
Paris School of Economics
Antoine Boris Levy
,
University of California-Berkeley
Timothy James McQuade
,
University of California-Berkeley

Abstract

This paper demonstrates that unpaid rent risk makes landlords reluctant to supply housing services to fragile tenants; and that insuring owners against it improves the access of renters to high-opportunity neighborhoods. We study the implementation of Visale, a publicly funded rent guarantee insurance policy in France, free of charge to eligible tenants and landlords. We exploit tax registry information on all French households, exhaustive data on Visale beneficiaries and claim payouts, and quasi-experimental eligibility variation across renters. We demonstrate that the non-payment guarantee increased access to private-sector rental housing for eligible tenants. The effects are stronger for immigrants and those with low or volatile incomes, who often do not satisfy standard screening criteria for landlords. The scheme eased the spatial mobility of low-income renters towards higher-wage, higher-rent locations. It led to new household formation, some reallocation of the vacant housing stock, and substitution out of public housing, but may have displaced ineligible households in tighter housing markets.
JEL Classifications
  • H0 - General
  • H7 - State and Local Government; Intergovernmental Relations