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Recent questions tagged sec
0
votes
0
answers
26
views
Security-based Swap Execution -- SEC invites comments on proposed rules (by 6/10)
asked
9 days
ago
by
Andrew Reamer
(
21.9k
points)
sec
security-based-swap
0
votes
0
answers
64
views
SEC Proposes Rules for Registration/Regulation of Security-Based Swap Execution Facilities -- comments invited (by 6/10)
asked
1 month
ago
by
Andrew Reamer
(
21.9k
points)
sec
swap-execution
0
votes
0
answers
55
views
SEC Proposes Rules for Special Purpose Acquisition Companies (SPACs)/Shell Companies -- comments invited (by 6/13)
asked
1 month
ago
by
Andrew Reamer
(
21.9k
points)
sec
spacs
0
votes
0
answers
48
views
Elimination of Credit Rating References in SEC Regulations -- comments invited on proposed amdts (by 5/23)
asked
1 month
ago
by
Andrew Reamer
(
21.9k
points)
sec
dodd-frank
credit-ratings
0
votes
0
answers
98
views
SEC Proposes Rules to Enhance/Standardize Climate-Related Disclosures for Investors -- comments invited (by 6/17)
asked
1 month
ago
by
Andrew Reamer
(
21.9k
points)
sec
climate-risk
0
votes
0
answers
62
views
Alternative Trading Systems (ATSs) -- SEC invites comments on proposed rule revision (by 6/13)
asked
2 months
ago
by
Andrew Reamer
(
21.9k
points)
sec
alternative-trading-systems
0
votes
0
answers
31
views
Short Position/Activity Reporting by Institutional Investment Mgrs -- SEC invites comments on proposed rule (by 4/26)
asked
2 months
ago
by
Andrew Reamer
(
21.9k
points)
sec
short-sale
0
votes
0
answers
84
views
SEC Proposes Rules on Cybersecurity Risk Mgt, Strategy, Governance, Incident Disclosure -- comments invited (by 5/9)
asked
2 months
ago
by
Andrew Reamer
(
21.9k
points)
sec
cybersecurity
0
votes
0
answers
80
views
SEC Proposes Short Sale Disclosure Rule -- invites comments (by 4/26)
asked
2 months
ago
by
Andrew Reamer
(
21.9k
points)
sec
short-sale
0
votes
0
answers
151
views
Share Repurchase Disclosure Modernization -- SEC invites comments on proposed rule (by 4/1)
asked
3 months
ago
by
Andrew Reamer
(
21.9k
points)
sec
share-repurchase
proposed-rule
0
votes
0
answers
99
views
Pay vs. Performance -- SEC invites comments on 2015 proposed rule (by 3/4)
asked
3 months
ago
by
Andrew Reamer
(
21.9k
points)
sec
pay-vs-performance
dodd-frank
0
votes
0
answers
51
views
SEC Investor Advisory Committee -- academic nominations invited (1/19/22)
asked
3 months
ago
by
Andrew Reamer
(
21.9k
points)
sec
0
votes
0
answers
113
views
Updating EDGAR Filing Requirements -- SEC invites comments on proposed rule (by 12/22)
asked
5 months
ago
by
Andrew Reamer
(
21.9k
points)
sec
edgar
0
votes
0
answers
80
views
Broker-Dealer/Investment Adviser Digital Engagement Practices + Technology Use -- SEC seeks info (by 10/1)
asked
8 months
ago
by
Andrew Reamer
(
21.9k
points)
sec
digital-engagement-practices
investment-advice
0
votes
0
answers
141
views
SEC invites public input on climate change disclosure rules and standards (by 6/14)
asked
1 year
ago
by
Andrew Reamer
(
21.9k
points)
sec
climate-change
0
votes
0
answers
156
views
Money market funds -- SEC invites comments on proposed reform measures (by 4/12)
asked
1 year
ago
by
Andrew Reamer
(
21.9k
points)
sec
money-market-funds
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